ATS / PPEX¶

All requests require clientID and developerAPIKey parameters for authentication.

Base URL: https://api-sandboxdash.norcapsecurities.com

Endpoints¶

POST /v3/cancelOrder
POST /v3/createOrder
POST /v3/createSecurityMarketHours
POST /v3/deleteSecurityMarketHours
POST /v3/getClob
POST /v3/getIssuerApprovedSecurities
POST /v3/getMarketHolidays
POST /v3/getMarketHours
POST /v3/getMatchedTrade
POST /v3/getOrder
POST /v3/getOrderBook
POST /v3/getOrdersForADay
POST /v3/getSecurityInformation
POST /v3/getSecurityMarketHours
POST /v3/getSettlementStatus
POST /v3/notifySettlement
GET /v3/ppex/market/holidays
GET /v3/ppex/market/hours
GET /v3/ppex/market/schedule
GET /v3/ppex/market/status
GET /v3/ppex/orders
POST /v3/ppex/orders/{id}
POST /v3/ppex/trades
POST /v3/ppex/trades/{id}
POST /v3/sendOrderAttestation
POST /v3/updateSecurityMarketHours

`POST /v3/cancelOrder`¶

Cancel the order

Parameters¶

Parameter	Type	Required	Description
`orderid`	string	Yes	orderid

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/cancelOrder
-d clientID=someclientid
-d developerAPIKey=somedeveloperkey
-d orderid=41994

Response¶

Field	Type	Description
`orderStatus`	string	Pending / Live / Rejected / Cancelled / Partially Executed

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "orderStatus": "Cancelled"
}

`POST /v3/createOrder`¶

Create the Order

Parameters¶

Parameter	Type	Required	Description
`memberid`	string	Yes	Member ID
`issuerid`	sting	Yes	PPEX Issuer ID
`accountid`	string	No	Investor placing the order
`securityid`	string	Yes	Security ID
`type`	conditional	Yes	Limit / RFQ
`action`	conditional	Yes	Buy / Sell
`quantity`	integer	Yes	Number of shares
`price`	decimal	Yes	Price per share
`expiration`	conditional	Yes	GTC / Day / Other
`expirationDate`	date	No	Date if "Other" is selected
`disclosePrice`	conditional	Yes	Yes / No, if "no" is selected, price is not shown on order book
`contingencies`	conditional	No	All or None / Minimum Quantity / "" or None, if All or None, order cannot be partially executed, if Minimum Quantity, order will not execute unless threshold is met, if blank or none - no contingencies
`minimumThreshold`	integer	No	Minimum Quantity of Shares required for the trade to execute
`solicited`	string	Yes	Solicited / Unsolicited
`token`	string	No	Value for identifying the responses

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/createOrder
-d clientID=someClient Id 
-d developerAPIKey=somedeveloperAPIKey  
-d memberid=memberid
-d issuerid=issuerid
-d accountid=accountid
-d securityid= securityid
-d type=type
-d action=action
-d quantity=quantity
-d price=price
-d expiration=expiration
-d expirationDate=expirationDate
-d disclosePrice=disclosePrice
-d contingencies=All or None
-d minimumThreshold=
-d solicited=Unsolicited
-d token=some value

Response¶

Field	Type	Description
`orderid`	string	Order ID
`orderStatus`	string	Pending / Live / Rejected / Cancelled / Partially Executed / Executed

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "orderid": "325253233",
  "orderStatus": "orderStatus",
  "token": "some value"
}

`POST /v3/createSecurityMarketHours`¶

Parameters¶

Parameter	Type	Required	Description
`securityId`	string	Yes	Security ID
`mondayClosed`	string	No	"yes" if the market is closed, null if hours are specified
`mondayHoursStart`	string	No	specified time (EST)
`mondayHoursEnd`	string	No	specified time (EST)
`tuesdayClosed`	string	No	"yes" if the market is closed, null if hours are specified
`tuesdayHoursStart`	string	No	specified time (EST)
`tuesdayHoursEnd`	string	No	specified time (EST)
`wednesdayClosed`	string	No	"yes" if the market is closed, null if hours are specified
`wednesdayHoursStart`	string	No	specified time (EST)
`wednesdayHoursEnd`	string	No	specified time (EST)
`thursdayClosed`	string	No	"yes" if the market is closed, null if hours are specified
`thursdayHoursStart`	string	No	specified time (EST)
`thursdayHoursEnd`	string	No	specified time (EST)
`fridayClosed`	string	No	"yes" if the market is closed, null if hours are specified
`fridayHoursStart`	string	No	specified time (EST)
`fridayHoursEnd`	string	No	specified time (EST)

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/createSecurityMarketHours
 -d clientID=someclientid
 -d developerAPIKey=somedeveloperkey
 -d securityId=94216
 -d mondayHoursStart=06:01
 -d mondayHoursEnd=16:01
 -d mondayClosed=no
-d tuesdayHoursStart=06:01
 -d tuesdayHoursEnd=16:01
 -d tuesdayClosed=no
-d wednesdayHoursStart=06:01
 -d wednesdayHoursEnd=16:01
 -d wednesdayClosed=no
-d thursdayHoursStart=06:01
 -d thursdayHoursEnd=16:01
 -d thursdayClosed=no
-d fridayHoursStart=06:01
 -d fridayHoursEnd=16:01
 -d fridayClosed=no

Response¶

Field	Type	Description
`securityHoursDetails`	string	Array of details of the hours for security ID

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "securityHoursDetails": {
    "securityId": "94216",
    "mondayClosed": "No",
    "mondayStartHours": "6",
    "mondayStartMins": "1",
    "mondayCloseHours": "23",
    "mondayCloseMins": "59",
    "tuesdayClosed": "No",
    "tuesdayStartHours": "5",
    "tuesdayStartMins": "15",
    "tuesdayCloseHours": "23",
    "tuesdayCloseMins": "59",
    "wednesdayClosed": "No",
    "wednesdayStartHours": "3",
    "wednesdayStartMins": "0",
    "wednesdayCloseHours": "23",
    "wednesdayCloseMins": "59",
    "thursdayClosed": "No",
    "thursdayStartHours": "0",
    "thursdayStartMins": "0",
    "thursdayCloseHours": "23",
    "thursdayCloseMins": "59",
    "fridayClosed": "No",
    "fridayStartHours": "0",
    "fridayStartMins": "0",
    "fridayCloseHours": "23",
    "fridayCloseMins": "59"
  }
}

`POST /v3/deleteSecurityMarketHours`¶

Parameters¶

Parameter	Type	Required	Description
`securityId`	string	Yes	Security ID

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/deleteSecurityMarketHours
 -d clientID=someclientid
 -d developerAPIKey=somedeveloperkey
 -d securityId=94216

Response¶

Field	Type	Description
`securityHoursDetails`	string	Success

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "securityHoursDetails": "Security market hour deleted successfully."
}

`POST /v3/getClob`¶

Parameters¶

Parameter	Type	Required	Description
`securityID`	string	Yes	Security ID for PPEX/ATS
`issuerID`	integer	Yes	Issuer ID for PPEX/ATS

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/getClob
-d clientID=someClient Id 
-d developerAPIKey=somedeveloperAPIKey  
-d securityID= securityID
-d issuerID= issuerID

Response¶

Field	Type	Description
`orderDetailsAll`	array	Array of CLOB details

Example Response¶

{
    "statusCode": "101",
    "statusDesc": "Ok",
     "orderDetailsAll":"{
        "securityID": "77654",
        "orderDetailsBid": "90.00",
        "orderDetailsOffer": "100.00",
}
}

`POST /v3/getIssuerApprovedSecurities`¶

Parameters¶

Parameter	Type	Required	Description
`issuerID`	string	Yes	Issuer ID

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/getIssuerApprovedSecurities
 -d clientID=someclientid
 -d developerAPIKey=somedeveloperkey
 -d issuerID=77654

Response¶

Field	Type	Description
`issuerDetails`	array	An array of issuer approved securities list

Example Response¶

{
    "statusCode": "101",
    "statusDesc": "Ok",
    "issuerDetails": [{
        "SecurityID": "77654",
        "SecurityName": "Tesla",
                 },{
        "SecurityID": "25644",
        "SecurityName": "Carta",
                 }]
}

`POST /v3/getMarketHolidays`¶

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/getMarketHolidays
 -d clientID=someclientid
 -d developerAPIKey=somedeveloperkey

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "globalMarketHolidays": {
    "saturdayclosed": "Yes",
    "saturdayStartHours": "0",
    "saturdayStartMins": "0",
    "saturdayCloseHours": "0",
    "saturdayCloseMins": "0",
    "sundayclosed": "Yes",
    "sundayStartHours": "0",
    "sundayStartMins": "0",
    "sundayCloseHours": "0",
    "sundayCloseMins": "0"
  }
}

`POST /v3/getMarketHours`¶

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/getMarketHours
 -d clientID=someclientid
 -d developerAPIKey=somedeveloperkey

Response¶

Field	Type	Description
`globalMarketHours`	string	Array of details for the PPEX global market hours

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "globalMarketHours": {
    "mondayclosed": "No",
    "mondayStartHours": "6",
    "mondayStartMins": "0",
    "mondayCloseHours": "23",
    "mondayCloseMins": "59",
    "tuesdayclosed": "No",
    "tuesdayStartHours": "5",
    "tuesdayStartMins": "15",
    "tuesdayCloseHours": "23",
    "tuesdayCloseMins": "59",
    "wednesdayclosed": "No",
    "wednesdayStartHours": "1",
    "wednesdayStartMins": "0",
    "wednesdayCloseHours": "23",
    "wednesdayCloseMins": "59",
    "thursdayclosed": "No",
    "thursdayStartHours": "0",
    "thursdayStartMins": "0",
    "thursdayCloseHours": "23",
    "thursdayCloseMins": "59",
    "fridayclosed": "No",
    "fridayStartHours": "0",
    "fridayStartMins": "0",
    "fridayCloseHours": "23",
    "fridayCloseMins": "59"
  }
}

`POST /v3/getMatchedTrade`¶

Parameters¶

Parameter	Type	Required	Description
`matchId`	string	Yes	Match/Trade ID

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/getMatchedTrade
-d clientID=someclientid
-d developerAPIKey=somedeveloperkey
-d matchId=232242322

Response¶

Field	Type	Description
`matchedTradeDetails`	string	Array of trade details

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "matchedTradeDetails": [
    {
      "executionTime": 1621589083.2639,
      "numberOfShares": 56,
      "Price": 8,
      "OrdersMatched": [
        {
          "askOrderId": 23467891,
          "bidOrderId": 130486295
        }
      ]
    }
  ]
}

`POST /v3/getOrder`¶

Parameters¶

Parameter	Type	Required	Description
`orderid`	string	Yes	Order ID
`token`	string	No	Value for identifying the responses

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/getOrder
-d clientID=someclientid
-d developerAPIKey=somedeveloperkey
-d orderid=232242322

Response¶

Field	Type	Description
`orderDetails`	string	Array of order includes all information of the matched order

`POST /v3/getOrderBook`¶

Parameters¶

Parameter	Type	Required	Description
`securityID`	string	Yes	Security ID for the PPEX/ATS
`issuerID`	integer	Yes	Issuer ID

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/getOrderBook
-d clientID=someClient Id 
-d developerAPIKey=somedeveloperAPIKey  
-d securityID= securityID
-d issuerID= issuerID

Response¶

Field	Type	Description
`orderDetailsAll`	string	Get security order details array

Example Response¶

{
    "statusCode": "101",
    "statusDesc": "Ok",
     "orderDetailsAll":"[{
                 "security_name":"Instacart",
                 "Action":"Buy",
                 "number_shares":18",
                 "share_per_price":"RFQ",
                 "total_amount":"RFQ",
                },
                {"security_name":"Instacart",
                 "Action":"Buy",
                 "number_shares":33",
                 "share_per_price":"RFQ",
                 "total_amount":"RFQ",
                },
                {"security_name":"Instacart",
                 "Action":"Sell",
                 "number_shares":15",
                 "share_per_price":"15.0",
                 "total_amount":"225.00",
                 }]"
}

`POST /v3/getOrdersForADay`¶

Deprecated

Use ppex/orders with a createdDate filter instead. See Filtering orders by date for an example.

`POST /v3/getSecurityInformation`¶

Parameters¶

Parameter	Type	Required	Description
`securityID`	string	Yes	Security ID for the ATS/PPEX
`issuerID`	integer	Yes	Issuer ID

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/getSecurityInformation
 -d clientID=someclientid
 -d developerAPIKey=somedeveloperkey
 -d securityID=658656
-d issuerID= issuerID

Response¶

Field	Type	Description
`securityDetails`	string	Array of security information

Example Response¶

{
    "statusCode": "101",
    "statusDesc": "Ok",
    "SecurityDetails": {
        "securityID": "977654",
        "IssuerName": "Carta",
        "SecurityName": "Carta",
        "Ticker": "Ticker",
        "CUSIP": "CUSIP",
        "Industries": "Industries",
        "SecurityType": "CommonEquity",
        "Description": "CompanyBio      
    }
}

`POST /v3/getSecurityMarketHours`¶

Parameters¶

Parameter	Type	Required	Description
`securityId`	string	Yes	Security ID

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/getSecurityMarketHours
 -d clientID=someclientid
 -d developerAPIKey=somedeveloperkey
 -d securityId=94216

Response¶

Field	Type	Description
`securityHoursDetails`	string	Array of details of the hours for security ID

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "securityHoursDetails": {
    "securityId": "94216",
    "mondayClosed": "No",
    "mondayStartHours": "6",
    "mondayStartMins": "1",
    "mondayCloseHours": "23",
    "mondayCloseMins": "59",
    "tuesdayClosed": "No",
    "tuesdayStartHours": "5",
    "tuesdayStartMins": "15",
    "tuesdayCloseHours": "23",
    "tuesdayCloseMins": "59",
    "wednesdayClosed": "No",
    "wednesdayStartHours": "3",
    "wednesdayStartMins": "0",
    "wednesdayCloseHours": "23",
    "wednesdayCloseMins": "59",
    "thursdayClosed": "No",
    "thursdayStartHours": "0",
    "thursdayStartMins": "0",
    "thursdayCloseHours": "23",
    "thursdayCloseMins": "59",
    "fridayClosed": "No",
    "fridayStartHours": "0",
    "fridayStartMins": "0",
    "fridayCloseHours": "23",
    "fridayCloseMins": "59"
  }
}

`POST /v3/getSettlementStatus`¶

Parameters¶

Parameter	Type	Required	Description
`tradeID`	string	Yes	Matched Trade ID from PPEX

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/getSettlementStatus
 -d clientID=someclientid
 -d developerAPIKey=somedeveloperkey
 -d tradeID=77654

Response¶

Field	Type	Description
`tradeDetails`	string	Array of trade details

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "tradeDetails": {
    "memberid": 123,
    "issuerid": 123,
    "tradeID": 1235,
    "tradeStatus": "SETTLED"
  }
}

`POST /v3/notifySettlement`¶

Parameters¶

Parameter	Type	Required	Description
`memberid`	string	Yes	PPEX Member ID
`issuerid`	string	Yes	Issuer ID
`tradeID`	string	Yes	Trade ID (same as Match ID)
`tradeStatus`	string	Yes	Settled/Canceled

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/notifySettlement
-d clientID=someclientid
-d developerAPIKey=somedeveloperkey
-d memberid=123456
-d issuerid=489651
-d tradeID=5474684246
-d tradeStatus=Settled

Response¶

Field	Type	Description
`tradeStatus`	string	Status as entered from the tradeStatus

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "tradeStatus": "Settled"
}

`GET /v3/ppex/orders`¶

Retrieves a paginated list of PPEX orders with support for filtering, sorting, and optional trade inclusion. This endpoint replaces the deprecated getOrdersForADay.

Parameters¶

Parameter	Type	Required	Description
`offset`	integer	No	Starting index for pagination. Default: `0`
`limit`	integer	No	Number of records to return. Default: `10`
`filter`	JSON	No	Filter criteria (see Filtering orders by date)
`sort`	string	No	Sort field and direction
`include`	string	No	Set to `trades` to include matched trades nested within each order

Example Request¶

curl -k -X GET "https://api-sandboxdash.norcapsecurities.com/v3/ppex/orders?offset=0&limit=10" \
 -H "clientID: someclientid" \
 -H "developerAPIKey: somedeveloperkey"

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "ppex_orders": [
    {
      "securityId": "28365032",
      "securityName": "ABCD",
      "expirationType": "1",
      "expirationDate": "2025-06-14",
      "memberId": "777",
      "orderId": "2482",
      "accountId": "A04834434",
      "accountName": "Retirement A/C",
      "securityType": "Offer",
      "shares": "359.430914",
      "remainingShares": "953.744306",
      "sharePrice": "4.530231",
      "amount": "460186.965273",
      "priceNotDisplayed": "No",
      "allOrNone": "No",
      "status": "Inactive",
      "type": "Yes",
      "tradeStatus": "Pending",
      "orderStatus": "Pending",
      "tradeOrderStatus": "CREATED",
      "negotiationStatus": "Pending",
      "deleted": "Active",
      "createdDate": "2024-12-10 00:00:00",
      "updatedBy": "0",
      "updatedDate": "2022-08-28 00:00:00",
      "executionTime": "5.45",
      "contingencies": "All",
      "solicited": "No",
      "minimumQuantity": "87.741240",
      "operationHrStatus": "1",
      "origination": "platform",
      "cancelDate": "2025-02-10 22:08:45",
      "cancelExecutionTime": "0",
      "token": "b8s0zjstfaf"
    }
  ],
  "pagination": {
    "totalRecords": 142,
    "startIndex": 0,
    "endIndex": 9
  }
}

Filtering orders by date¶

To replicate the deprecated getOrdersForADay behavior, use the filter parameter with createdDate and include=trades:

curl -k -X GET "https://api-sandboxdash.norcapsecurities.com/v3/ppex/orders?include=trades&limit=100&filter=%7B%22createdDate%22%3A%222026-03-24%22%7D" \
 -H "clientID: someclientid" \
 -H "developerAPIKey: somedeveloperkey"

The filter parameter is a URL-encoded JSON object:

{"createdDate": "2026-03-24"}

When include=trades is set, each order includes a trades array with matched trade details:

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "ppex_orders": [
    {
      "orderId": "2482",
      "securityId": "28365032",
      "securityName": "ABCD",
      "securityType": "Offer",
      "shares": "359.430914",
      "sharePrice": "4.530231",
      "status": "Live",
      "createdDate": "2026-03-24 11:24:59",
      "trades": [
        {
          "tradeId": "81",
          "transactionType": "BUY",
          "shares": "100.000000",
          "sharePrice": "4.530231",
          "amount": "453.023100",
          "status": "SETTLED",
          "createdDate": "2026-03-24 14:30:00"
        }
      ]
    }
  ],
  "pagination": {
    "totalRecords": 15,
    "startIndex": 0,
    "endIndex": 14
  }
}

`POST /v3/ppex/orders/{id}`¶

This endpoint retrieves a single PPEX order.

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "ppex_order": {
    "securityId": "28365032",
    "securityName": "AAPL",
    "expirationType": "1",
    "expirationDate": "2025-06-14",
    "memberId": "777",
    "orderId": "2482",
    "accountId": "A04834434",
    "accountName": "Retirement A/C",
    "securityType": "Offer",
    "shares": "359.430914",
    "remainingShares": "953.744306",
    "sharePrice": "4.530231",
    "amount": "460186.965273",
    "priceNotDisplayed": "No",
    "allOrNone": "No",
    "status": "Inactive",
    "type": "Yes",
    "tradeStatus": "Pending",
    "orderStatus": "Pending",
    "tradeOrderStatus": "CREATED",
    "negotiationStatus": "Pending",
    "deleted": "Active",
    "createdDate": "2024-12-10 00:00:00",
    "updatedBy": "0",
    "updatedDate": "2022-08-28 00:00:00",
    "executionTime": "5.45",
    "contingencies": "All",
    "solicited": "No",
    "minimumQuantity": "87.741240",
    "operationHrStatus": "1",
    "origination": "platform",
    "cancelDate": "2025-02-10 22:08:45",
    "cancelExecutionTime": "0",
    "token": "b8s0zjstfaf"
  }
}

`POST /v3/ppex/trades`¶

This endpoint retrieves a list of PPEX trades. It supports pagination, filtering, and sorting capabilities.

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "ppex_trades": [
    {
      "memberId": "777",
      "askId": "180",
      "bidId": "126",
      "offeringId": "549119",
      "accountId": "ACCpiyiqzn0",
      "partyType": "SELLER",
      "tradeId": "81",
      "transactionType": "BUY",
      "amount": "2906.113302",
      "sharePrice": "83.307155",
      "shares": "564.183958",
      "status": "PENDING",
      "reportingStatus": "FAILED",
      "createdDate": "2024-12-10 00:00:00",
      "deleted": "0",
      "executionTime": "485",
      "updatedDate": "2022-02-13 00:00:00"
    }
  ],
  "pagination": {
    "totalRecords": 100,
    "startIndex": 0,
    "endIndex": 0
  }
}

`POST /v3/ppex/trades/{id}`¶

This endpoint retrieves a single PPEX trade.

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "ppex_trade": {
    "memberId": "777",
    "askId": "180",
    "bidId": "126",
    "offeringId": "549119",
    "accountId": "ACCpiyiqzn0",
    "partyType": "SELLER",
    "tradeId": "81",
    "transactionType": "BUY",
    "amount": "2906.113302",
    "sharePrice": "83.307155",
    "shares": "564.183958",
    "status": "PENDING",
    "reportingStatus": "FAILED",
    "createdDate": "2024-12-10 00:00:00",
    "deleted": "0",
    "executionTime": "485",
    "updatedDate": "2022-02-13 00:00:00"
  }
}

`POST /v3/sendOrderAttestation`¶

Parameters¶

Parameter	Type	Required	Description
`memberId`	string	Yes	Member ID on PPEX
`issuerId`	string	Yes	Issuer ID
`orderID`	string	Yes	Order ID
`approval`	string	Yes	Yes/No
`signature`	string	No	Investor Typed Digital Signature

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/sendOrderAttestation
-d clientID=someclientid
-d developerAPIKey=somedeveloperkey
-d memberId=A55473
-d issuerId=148745
-d orderID=465325641
-d approval=Yes/No
-d signature=tesst

Response¶

Field	Type	Description
`orderAttestationDetails`	string	Array of orderAttestationDetails

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "orderAttestationDetails": {
    "Order Id": "611587001",
    "Approval": "Yes",
    "Signature": "test",
    "Attestation Timestamp": "2021-08-10 05:59:56",
    "IP address": "103.114.208.58"
  }
}

`POST /v3/updateSecurityMarketHours`¶

Parameters¶

Parameter	Type	Required	Description
`securityId`	string	Yes	Security ID
`mondayHoursStart`	string	No	specified time (EST)
`mondayHoursEnd`	string	No	specified time (EST)
`mondayClosed`	string	No	"yes" if the market is closed, null if hours are specified
`tuesdayHoursStart`	string	No	specified time (EST)
`tuesdayHoursEnd`	string	No	specified time (EST)
`tuesdayClosed`	string	No	"yes" if the market is closed, null if hours are specified
`wednesdayHoursStart`	string	No	specified time (EST)
`wednesdayHoursEnd`	string	No	specified time (EST)
`wednesdayClosed`	string	No	"yes" if the market is closed, null if hours are specified
`thursdayHoursStart`	string	No	specified time (EST)
`thursdayHoursEnd`	string	No	specified time (EST)
`thursdayClosed`	string	No	"yes" if the market is closed, null if hours are specified
`fridayHoursStart`	string	No	specified time (EST)
`fridayHoursEnd`	string	No	specified time (EST)
`fridayClosed`	string	No	"yes" if the market is closed, null if hours are specified

Example Request¶

curl -k -X POST https://api-sandboxdash.norcapsecurities.com/v3/updateSecurityMarketHours
 -d clientID=someclientid
 -d developerAPIKey=somedeveloperkey
 -d securityId=94216
 -d mondayHoursStart=06:01
 -d mondayHoursEnd=16:01
 -d mondayClosed=no
-d tuesdayHoursStart=06:01
 -d tuesdayHoursEnd=16:01
 -d tuesdayClosed=no
-d wednesdayHoursStart=06:01
 -d wednesdayHoursEnd=16:01
 -d wednesdayClosed=no
-d thursdayHoursStart=06:01
 -d thursdayHoursEnd=16:01
 -d thursdayClosed=no
-d fridayHoursStart=06:01
 -d fridayHoursEnd=16:01
 -d fridayClosed=no

Response¶

Field	Type	Description
`securityHoursDetails`	string	Array of details of the hours for security ID

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "securityHoursDetails": {
    "securityId": "94216",
    "mondayClosed": "No",
    "mondayStartHours": "6",
    "mondayStartMins": "1",
    "mondayCloseHours": "23",
    "mondayCloseMins": "59",
    "tuesdayClosed": "No",
    "tuesdayStartHours": "5",
    "tuesdayStartMins": "15",
    "tuesdayCloseHours": "23",
    "tuesdayCloseMins": "59",
    "wednesdayClosed": "No",
    "wednesdayStartHours": "3",
    "wednesdayStartMins": "0",
    "wednesdayCloseHours": "23",
    "wednesdayCloseMins": "59",
    "thursdayClosed": "No",
    "thursdayStartHours": "0",
    "thursdayStartMins": "0",
    "thursdayCloseHours": "23",
    "thursdayCloseMins": "59",
    "fridayClosed": "No",
    "fridayStartHours": "0",
    "fridayStartMins": "0",
    "fridayCloseHours": "23",
    "fridayCloseMins": "59"
  }
}

`GET /v3/ppex/market/holidays`¶

Returns market holidays within a date range from the holiday calendar. Defaults to the current date through year-end if no range is specified.

Parameters¶

Parameter	Type	Required	Description
`startDate`	string	No	Start of date range (YYYY-MM-DD). Defaults to today
`endDate`	string	No	End of date range (YYYY-MM-DD). Defaults to Dec 31 of current year

Example Request¶

curl -k https://api-sandboxdash.norcapsecurities.com/v3/ppex/market/holidays \
 -H "Authorization: Bearer someclientid:somedeveloperkey" \
 -G -d startDate=2026-01-01 \
 -d endDate=2026-12-31

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "marketHolidays": [
    {
      "date": "2026-01-01",
      "description": "New Year's Day"
    },
    {
      "date": "2026-01-19",
      "description": "Martin Luther King Jr. Day"
    },
    {
      "date": "2026-07-03",
      "description": "Independence Day (Observed)"
    }
  ]
}

Error Responses¶

Status Code	Condition	Example `statusDesc`
`1400`	`startDate` or `endDate` not in `YYYY-MM-DD` format	`Bad request: startDate must be in YYYY-MM-DD format`

{
  "statusCode": "1400",
  "statusDesc": "Bad request: startDate must be in YYYY-MM-DD format"
}

`GET /v3/ppex/market/hours`¶

Returns the weekly trading schedule (Monday–Sunday). If a securityId is provided, returns security-specific custom hours when configured; otherwise returns the global market schedule.

Parameters¶

Parameter	Type	Required	Description
`securityId`	string	No	Security ID for security-specific hours

Example Request¶

curl -k https://api-sandboxdash.norcapsecurities.com/v3/ppex/market/hours \
 -H "Authorization: Bearer someclientid:somedeveloperkey"

Response¶

Field	Type	Description
`marketHours.timezone`	string	Always `America/New_York`
`marketHours.hoursSource`	string	`global` or `security`
`marketHours.schedule`	array	Array of 7 day entries
`schedule[].day`	string	Day name (monday–sunday)
`schedule[].dayOfWeek`	integer	ISO day number (1=Monday, 7=Sunday)
`schedule[].closed`	boolean	Whether the market is closed this day
`schedule[].open`	string	Opening time (HH:MM) or null if closed
`schedule[].close`	string	Closing time (HH:MM) or null if closed

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "marketHours": {
    "timezone": "America/New_York",
    "hoursSource": "global",
    "schedule": [
      {
        "day": "monday",
        "dayOfWeek": 1,
        "closed": false,
        "open": "06:00",
        "close": "17:00"
      },
      {
        "day": "tuesday",
        "dayOfWeek": 2,
        "closed": false,
        "open": "06:00",
        "close": "17:00"
      },
      {
        "day": "saturday",
        "dayOfWeek": 6,
        "closed": true,
        "open": null,
        "close": null
      }
    ]
  }
}

`GET /v3/ppex/market/schedule`¶

Returns a date-by-date merged schedule combining weekly trading hours with holiday closures. Maximum range is 90 days. If no endDate is provided, defaults to 30 days from startDate.

Parameters¶

Parameter	Type	Required	Description
`securityId`	string	No	Security ID for security-specific hours
`startDate`	string	No	Start date (YYYY-MM-DD). Defaults to today
`endDate`	string	No	End date (YYYY-MM-DD). Defaults to startDate + 30 days. Max 90 days from startDate

Example Request¶

curl -k https://api-sandboxdash.norcapsecurities.com/v3/ppex/market/schedule \
 -H "Authorization: Bearer someclientid:somedeveloperkey" \
 -G -d startDate=2026-03-23 \
 -d endDate=2026-03-27

Response¶

Field	Type	Description
`marketSchedule.timezone`	string	Always `America/New_York`
`marketSchedule.hoursSource`	string	`global` or `security`
`marketSchedule.startDate`	string	Start date of the range
`marketSchedule.endDate`	string	End date of the range
`marketSchedule.dates`	array	Array of per-date entries
`dates[].date`	string	Date (YYYY-MM-DD)
`dates[].day`	string	Day name
`dates[].open`	string	Opening time (HH:MM) or null if closed
`dates[].close`	string	Closing time (HH:MM) or null if closed
`dates[].closed`	boolean	Whether the market is closed
`dates[].closedReason`	string	`holiday`, `weekend`, `day_closed`, or null
`dates[].holidayDescription`	string	Holiday name (only present for holidays)

Example Response¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "marketSchedule": {
    "timezone": "America/New_York",
    "hoursSource": "global",
    "startDate": "2026-03-23",
    "endDate": "2026-03-27",
    "dates": [
      {
        "date": "2026-03-23",
        "day": "monday",
        "open": "06:00",
        "close": "17:00",
        "closed": false,
        "closedReason": null
      },
      {
        "date": "2026-03-25",
        "day": "wednesday",
        "open": "06:00",
        "close": "17:00",
        "closed": false,
        "closedReason": null
      },
      {
        "date": "2026-03-27",
        "day": "friday",
        "open": null,
        "close": null,
        "closed": true,
        "closedReason": "holiday",
        "holidayDescription": "Good Friday"
      }
    ]
  }
}

Error Responses¶

Status Code	Condition	Example `statusDesc`
`1400`	`startDate` or `endDate` not in `YYYY-MM-DD` format	`Bad request: startDate must be in YYYY-MM-DD format`
`1400`	Range exceeds 90 days from `startDate`	`Bad request: range must be within 90 days of startDate`
`1400`	`endDate` is before `startDate`	`Bad request: endDate must be on or after startDate`

{
  "statusCode": "1400",
  "statusDesc": "Bad request: endDate must be on or after startDate"
}

`GET /v3/ppex/market/status`¶

Returns whether the PPEX market is currently open or closed, including the reason for closure. Checks holidays first, then the weekly schedule for the current day.

Parameters¶

Parameter	Type	Required	Description
`securityId`	string	No	Security ID for security-specific hours

Example Request¶

curl -k https://api-sandboxdash.norcapsecurities.com/v3/ppex/market/status \
 -H "Authorization: Bearer someclientid:somedeveloperkey"

Response¶

Field	Type	Description
`marketStatus.isOpen`	boolean	Whether the market is currently open
`marketStatus.currentTime`	string	Current time in ISO 8601 format
`marketStatus.timezone`	string	Always `America/New_York`
`marketStatus.openTime`	string	Today's opening time (HH:MM) or null
`marketStatus.closeTime`	string	Today's closing time (HH:MM) or null
`marketStatus.hoursSource`	string	`global` or `security`; `null` only when `closedReason` is `holiday`
`marketStatus.closedReason`	string	`holiday`, `weekend`, `day_closed`, `outside_hours`, or `null` if open. `outside_hours` indicates a normal trading weekday outside today's open/close window.

Example Response (Open)¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "marketStatus": {
    "isOpen": true,
    "currentTime": "2026-03-24T10:30:00-04:00",
    "timezone": "America/New_York",
    "openTime": "06:00",
    "closeTime": "17:00",
    "hoursSource": "global",
    "closedReason": null
  }
}

Example Response (Closed — Holiday)¶

{
  "statusCode": "101",
  "statusDesc": "Ok",
  "marketStatus": {
    "isOpen": false,
    "currentTime": "2026-01-01T12:00:00-05:00",
    "timezone": "America/New_York",
    "openTime": null,
    "closeTime": null,
    "hoursSource": null,
    "closedReason": "holiday"
  }
}

ATS / PPEX¶

Endpoints¶

POST /v3/cancelOrder¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/createOrder¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/createSecurityMarketHours¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/deleteSecurityMarketHours¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/getClob¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/getIssuerApprovedSecurities¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/getMarketHolidays¶

Example Request¶

Example Response¶

POST /v3/getMarketHours¶

Example Request¶

Response¶

Example Response¶

POST /v3/getMatchedTrade¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/getOrder¶

Parameters¶

Example Request¶

Response¶

POST /v3/getOrderBook¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/getOrdersForADay¶

POST /v3/getSecurityInformation¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/getSecurityMarketHours¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/getSettlementStatus¶

Parameters¶

Example Request¶

Response¶

Example Response¶

POST /v3/notifySettlement¶

Parameters¶

Example Request¶

Response¶

Example Response¶

GET /v3/ppex/orders¶

Parameters¶

Example Request¶

Example Response¶

Filtering orders by date¶

POST /v3/ppex/orders/{id}¶

`POST /v3/cancelOrder`¶

`POST /v3/createOrder`¶

`POST /v3/createSecurityMarketHours`¶

`POST /v3/deleteSecurityMarketHours`¶

`POST /v3/getClob`¶

`POST /v3/getIssuerApprovedSecurities`¶

`POST /v3/getMarketHolidays`¶

`POST /v3/getMarketHours`¶

`POST /v3/getMatchedTrade`¶

`POST /v3/getOrder`¶

`POST /v3/getOrderBook`¶

`POST /v3/getOrdersForADay`¶

`POST /v3/getSecurityInformation`¶

`POST /v3/getSecurityMarketHours`¶

`POST /v3/getSettlementStatus`¶

`POST /v3/notifySettlement`¶

`GET /v3/ppex/orders`¶

`POST /v3/ppex/orders/{id}`¶

`POST /v3/ppex/trades`¶

`POST /v3/ppex/trades/{id}`¶

`POST /v3/sendOrderAttestation`¶

`POST /v3/updateSecurityMarketHours`¶

`GET /v3/ppex/market/holidays`¶

`GET /v3/ppex/market/hours`¶

`GET /v3/ppex/market/schedule`¶

`GET /v3/ppex/market/status`¶